Securities Regulation - LAW 6382

Credits Hours: 3

Covers the federal regulation of the distribution and trading of securities, including the registration process; major exemptions from the registration requirements; restrictions on resale; the role of the Securities and Exchange Commission in the regulatory scheme; and civil liabilities for violation of the federal securities laws. Business Associations is recommended.

Required: Elective
Practice Area: Government, Public Policy & Regulation, Business & Commercial